Advertising

Exempt securities

• Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements.

• Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the Securities and Exchange Act of 1934. Such securities include governments, agencies, municipal securities, commercial paper, and private placements.

• Are issues which are not bound by the filing provisions of the Securities Act of 1933. Exempt securities include treasury and municipal notes and bonds, bank securities, and nonprofit organization securities.

 
 

Follow this link for all the terms related to securities.

 
 Embedded terms in definition
 Agencies
Commercial paper
Commercial
Exchange
Government bond
Governments
Instruments
Margin requirement
Margin
Municipal notes
Paper
Private placement
Securities act of 1933
Securities
Sec
T bond
 
 Related Terms
 

<< Execution costs Exercise >>

Multi-Tasking In Your 30s, 40s or 50s: Managing for today and saving for tomorrow, including a child's college expenses and your retirement More...

When a true genius appears in the world you may know him by this sign: that all the dunces are in confederacy against him. - Johnathan Swift

Advertising



Copyright 2009-2019 GVC. All rights reserved.