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Exempt securities

• Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements.

• Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the Securities and Exchange Act of 1934. Such securities include governments, agencies, municipal securities, commercial paper, and private placements.

• Are issues which are not bound by the filing provisions of the Securities Act of 1933. Exempt securities include treasury and municipal notes and bonds, bank securities, and nonprofit organization securities.

 
 

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 Agencies
Commercial paper
Commercial
Exchange
Government bond
Governments
Instruments
Margin requirement
Margin
Municipal notes
Paper
Private placement
Securities act of 1933
Securities
Sec
T bond
 
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