Series 7 license

• Also known as The General Securities Registered Representative License, which entitles the holder to sell all types of securities products with the exception of commodities futures (which requires a Series 3 license). The Series 7 is the most comprehensive of the NASD representative licenses, and serves as a prerequisite for most of the NASD's Principals examinations.

 Embedded terms in definition
General securities registered representative license
Registered representative
Series 3
Series 7
 Related Terms

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