Small issues exemption

• Securities issues that involve less than $1.5 million are not required to file a registration statement with the SEC. Instead, they are governed by Regulation A, for which only a brief offering statement is needed.

 Embedded terms in definition
 Registration statement
Regulation a
 Related Terms
 Bellwether issues
Benchmark issues
Current coupon issues
Dual currency issues
Euroequity issues
Federal agency issues
Hot issues
Negotiated issues
New issues market
Small business deduction
Small firm effect
Small ordinary stock dividend
Specific issues market

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Beware of fraud originating in phone messages and faxes: FDIC Consumer News has warned before about crooks who call or e-mail consumers and pretend to be legitimate companies or government agencies wanting people to "verify" or "resubmit" (divulge) confidential information such as bank account or credit card numbers as well as Social Security numbers, passwords and personal identification numbers. Here are variations to know about. More...

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